Framework : RBI IS Audit

Framework : RBI IS Audit

Make IS audits seamless.

Make IS audits seamless.

RBI IS Audit Badge

Overview

RBI’s IS Audit ensures the security, integrity, and resilience of banking information systems.
WhizzC automates audit evidence collection, policy validation, and corrective action tracking.

RBI’s IS Audit ensures the security, integrity, and resilience of banking information systems.
WhizzC automates audit evidence collection, policy validation, and corrective action tracking.

Why Choose WhizzC?

WhizzC ensures financial institutions stay fully compliant with RBI IS Audit requirements:

Automate IS Audit setup

Centralize audit planning, evidence management, and policy mapping through WhizzC’s built-in IS Audit module.

Tailor IS Audit for you

Adapt audit workflows for Core Banking, UPI, or digital systems with ease.

Stay compliant daily

Centralized artifacts, real-time compliance tracking, and automated validations.

Scale across frameworks

Link IS Audit controls to RBI Cybersecurity, NESA, and ISO 27001 frameworks.

Why it Matters

RBI’s IS Audit is critical to safeguard core banking systems, digital channels, and IT infrastructure.

Staying compliant helps prevent regulatory penalties, reduces the risk of fraud or cyber incidents, and strengthens customer trust.

WhizzC helps financial institutions achieve audit readiness without disrupting day-to-day operations.

RBI’s IS Audit is critical to safeguard core banking systems, digital channels, and IT infrastructure.

WhizzC helps financial institutions achieve audit readiness without disrupting day-to-day operations.

Staying compliant helps prevent regulatory penalties, reduces the risk of fraud or cyber incidents, and strengthens customer trust.

Key capabilities

WhizzC combines automation, expertise, and audit readiness to simplify your IS Audit journey:

Audit Planning

Automate scope definition and sampling.

Automate scope definition and sampling.

Control Validation

Test IT and security controls automatically.

Test IT and security controls automatically.

Evidence Management

Store and organize artifacts securely.

Store and organize artifacts securely.

Findings Tracker

Assign, resolve, and document audit findings.

Assign, resolve, and document audit findings.

Policy Alignment

Map audit scope to RBI and IT Act requirements.

Map audit scope to RBI and IT Act requirements.

Audit Analytics

Visualize performance and closure metrics.

Visualize performance and closure metrics.

Compliance Timeline

Compliance Timeline

With WhizzC, IS Audit compliance is structured and efficient.

With WhizzC, IS Audit compliance is structured and efficient.

Typical WhizzC Timeline
(adjustable as per client needs):

Weeks 1-2

Define Scope

Identify applications and systems for IS Audit.

Define Scope

Identify applications and systems for IS Audit.

Define Scope

Identify applications and systems for IS Audit.

Define Scope

Identify applications and systems for IS Audit.

Weeks 3-4

Risk & Control Mapping

Assess key IT and cybersecurity controls.

Risk & Control Mapping

Assess key IT and cybersecurity controls.

Weeks 5-7

Test & Evaluate

Execute audit testing and record evidence automatically.

Test & Evaluate

Execute audit testing and record evidence automatically.

Test & Evaluate

Execute audit testing and record evidence automatically.

Test & Evaluate

Execute audit testing and record evidence automatically.

Weeks 8-9

Document & Report

Generate detailed audit reports using WhizzC.

Document & Report

Generate detailed audit reports using WhizzC.

Weeks 10-12

Review & Closure

Validate remediation and finalize closure.

Review & Closure

Validate remediation and finalize closure.

Week 13 onward

Continuous Oversight

Maintain audit readiness through ongoing control validation.

Continuous Oversight

Maintain audit readiness through ongoing control validation.

Continuous Oversight

Maintain audit readiness through ongoing control validation.

Continuous Oversight

Maintain audit readiness through ongoing control validation.

Compliance Roles

RBI IS Audit involves multiple stakeholders WhizzC makes coordination seamless:

Board & Senior Management

Approve IS Audit scope and resources

CISO / IT Security

Implement cyber and IT controls

Operations & IT Teams

Provide logs, evidence, and ensure secure configurations

Risk & Compliance Officers

Map risks and compliance requirements

Internal Auditor

Validate controls and prepare for RBI inspections

Show all

Board & Senior Management

Approve IS Audit scope and resources

CISO / IT Security

Implement cyber and IT controls

Operations & IT Teams

Provide logs, evidence, and ensure secure configurations

Risk & Compliance Officers

Map risks and compliance requirements

Internal Auditor

Validate controls and prepare for RBI inspections

Show all

Who Needs RBI IS Audit Compliance?

Scheduled Commercial Banks

NBFCs (deposit-taking & systemically important)

Payment Banks and Small Finance Banks

Fintechs integrated with core banking systems

Any financial entity falling under RBI’s IS Audit mandate

Other frameworks

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SOC 1 Badge

SOC 1

Prove the integrity of your financial controls.

Automate SOC 1 evidence collection, monitoring, and reporting to assure clients your systems safeguard financial data.

Learn more

SOC 2 Badge

SOC 2

Prove you protect customer data.

Automate SOC 2 readiness, control testing, and continuous monitoring to meet the industry standard for security and trust.

Learn more

ISO 27001 Badge

ISO 27001

Security that scales globally.

Prove your commitment to information security with automated controls, risk management, and continuous monitoring.

Learn more